Compliance Training courses

Compliance Learning Course Catalog

Our course library is powered by world-leading regulatory intelligence, tracking over 500 regulators and exchanges. Browse our compliance training catalog to find the best course for your organization.
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  • Approved Persons

    The UK approved persons training aims to protect consumers and the UK financial system by making sure that individuals who work in certain roles in the financial services industry are of high caliber.

  • Approved Persons

    The UK approved persons training aims to protect consumers and the UK financial system by making sure that individuals who work in certain roles in the financial services industry are of high caliber.

  • Americans with Disabilities Act (ADA)

    The ADA training course (Americans with Disabilities Act) is intended to help states, cities, counties and other municipalities understand how to meet their obligations.

  • Active-Shooter Preparedness

    Respond appropriately to an active-shooter situation & manage the consequences of an active-shooter incident with our Active-Shooter Preparedness Training Course.

  • Advising and Selling

    The Advising and Selling training course, designed for employees who may give clients investment advice, explains the Financial Conduct Authority's (FCA) rules on advising and selling to clients. The course covers suitability of investments, product disclosures, associated charges and other...

  • Anti-Money Laundering (AML)

    Anti-Money Laundering Training is intended to familiarize employees with the process of money laundering and the laws that make it a crime.

  • Competition Law

    The Competition Law training course describes the basic principles of competition law, the potential “red flag” situations that employees may encounter in their day-to-day-work, and the civil and criminal penalties that organizations and their employees may face for engaging in anti-competitive...

  • Australian Consumer Law

    The Australian Consumer Law Training Course covers the powers of the regulator, the licensing system, the consumer redress mechanisms and the responsible lending provisions.

  • Appropriate Internet Use

    Appropriate Internet Use compliance training course teaches basic internet and email rules and guidelines for internet use at work.

  • Avoiding Retaliation

    The Avoiding Retaliation training course provides critical training to supervisors and managers to help them understand what retaliation is and how to avoid it while carrying out their day-to-day managerial responsibilities.