One centralized solution
With Thomson Reuters Conflicts Compliance, our management and monitoring software, you can automate the monitoring of employee personal trading, gifts and entertainment, outside business activities, and other conflicts of interest disclosures. Furthermore, the solution is uniquely positioned to capture, monitor, and investigate your firm’s trade data to ensure effective compliance of sales practices, suitability of investments, insider trading, and other trade surveillance activities.
Stay compliant and minimize the risk of compliance issues affecting your organization’s reputation, enabling your compliance staff to focus on higher value compliance activities.
Conflicts Compliance – core components
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Customized online compliance training from Thomson Reuters, designed to fit your organization’s unique needs, including AML, diversity, sensitivity, and HIPAA courses.
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