Technology is driving rapid change in financial services, with the latest developments seen as revolution rather than evolution. Click to view the infographic which highlights the key findings from our survey.
Infographic For financial services firms and their regulators much of 2017 was devoted to implementation programmes with the impending deadline for the Markets in Financial Instruments Directive II and associated Regulation (MiFID II/R).
An infographic outlining the top 10 priorities for Compliance Officers in 2018. A look at the newest changes and trends that compliance officers should look out for in 2018.
Compliance Week and the Open Compliance and Ethics Group have teamed up to provide readers with this regular illustrated series on governance, risk, and compliance programs.
This white paper explores the complexity surrounding RBA (Risk Based Approach), taking a look at how the Financial Action Taskforce (FATF) is addressing this and outlines the key risks that need to be addressed.
This whitepaper explores the results of a survey on enterprise risk management in depth. Conducted by Thomson Reuters, the survey looks at some of the potential reasons why organizations are struggling to deliver shareholder value through their ERM programs – including communication, technology, and framework challenges. By reading this paper, you will understand some of the changes you could make to your own ERM program to enhance the impact it can achieve.
Regulatory technology (or “regtech” as it has become known) was one of the hottest topics for compliance and risk officers over the past year, and will remain a focus for compliance professionals in 2017.
This annual report covers our predictions for 2018; learn from our team of journalists at Thomson Reuters Regulatory Intelligence about what regulatory events will shape the year and how you can best stay prepared.
In a bid to understand how U.S. organizations are really managing third party risk and, further, to uncover any gaps in knowledge, Thomson Reuters commissioned a survey of professionals involved in global third party relationships and/or third party risk management.
For financial services firms and their regulators much of 2017 was devoted to implementation programmes with the impending deadline for the Markets in Financial Instruments Directive II and associated Regulation (MiFID II/R). For the most part this came into effect on January 3, 2018
Many in the compliance profession may be wondering what the results of the U.S. election mean for them, their jobs, and their firm's compliance programs. Compliance officers can expect a lot of questions, meeting invites, plus a general need to revisit policies and procedures in anticipation of executive queries as word trickles in from a new administration about changes to the regulatory landscape.
Categorized by delays and rearrangements of changes of 2017, compliance officers have now got to deal with updates of not only what will be changing but also when.