This is a very useful infographic not just for business model creation, but also for scenario analysis, emerging risk workshops, and other types of risk forecasting.
An effective approach to the regulatory change management process involves a high level of engagement and coordination among compliance professionals.
This infographic illustrates the top three Know Your Customer (KYC) priorities investment managers must be aware of and focus on in 2016.
This paper focuses on the challenges faced by global companies seeking to manage social issues in their supply chains.
This white paper gives insight into the modern day hedge fund and the personal liability of hedge fund managers. It also looks into the impact of MiFID II, set to come into force in January 2017.
This white paper is an update on the latest developments concerning sanctions against Russia.
This report looks at the cyber risks faced by investment managers, who handle strictly confidential data on a continual basis, whether they perform KYC due diligence on their own clients or respond to KYC requests from their banks.
This report highlights some of the key concerns of buy-side firms in their capacity as responders to KYC requests.
In this special report on implementing an industry leading Know Your Customer (KYC) and Anti-Money Laundering (AML) policy, we recap the challenges and best practices shared in a recent Thomson Reuters webcast discussion.
Along with the key demands around document submission, identity theft is increasingly a concern - this expert talk highlights how organizations can drive change and become even more efficient, secure, and compliant around this process.
Regulators worldwide are increasingly expecting senior management to be more active in the oversight of anti-money laundering/counterterrorism financing (AML/CTF) compliance programs, and are no longer satisfied with a simple implementation or upgrade of a sanctions system.
How do manage third party risk, and ensure you're not doing business with a designated person or an entity which is owned or controlled by a designated person? This article gives some practical tips.