A survey of fines for banks spanning more than ten years.
The General Data Protection Regulation (GDPR), the FCA market study on asset management and, remuneration and disclosures are just some of the regulatory issues asset managers need to focus on throughout 2016.
Infographic showing the size of the issue, legislation pertaining to slavery, the penalties and the steps to sustaining a clean supply chain.
This white paper explores the complexity surrounding RBA (Risk Based Approach), taking a look at how the Financial Action Taskforce (FATF) is addressing this and outlines the key risks that need to be addressed.
In the drive to achieve business goals and ensure continued profitability, multinational organizations build relationships with customers, suppliers and partners across the globe, creating complex supply chains.
This white paper is an update on the latest developments concerning sanctions against Russia.
This report highlights some of the key concerns of buy-side firms in their capacity as responders to KYC requests.
In this special report on implementing an industry leading Know Your Customer (KYC) and Anti-Money Laundering (AML) policy, we recap the challenges and best practices shared in a recent Thomson Reuters webcast discussion.
This report looks at the cyber risks faced by investment managers, who handle strictly confidential data on a continual basis, whether they perform KYC due diligence on their own clients or respond to KYC requests from their banks.
On July 14, 2015, Iran and the P5+1 countries signed the Joint Comprehensive Plan of Action (JCPOA) following unsteady and lengthy negotiations that culminated in multiple short deadline extensions towards the conclusion of the talks in June to July 2015. The JCPOA lists the crucial dates to mark significant points in the agreement.
There is an increasing expectation on companies worldwide to understand who they are ultimately doing business with and the transparency of company ownership and control have always been a focal point under Anti-money laundering (AML) and Countering the Financing of Terrorism (CFT) legislation.
Environmental protection is a nascent policy concern in China following decades of exponential economic growth. This article takes a look at tackling pollution through policy vs implementation and explores the region's tough choices.