Risk and Compliance in 2018

Ten things compliance officers need to do in 2018

Last year was characterized by delays and rearrangements of changes such as the European Union’s Markets in Financial Instruments Directive and associated Regulation (MiFID II/R) and the expected “de-regulation” announced by the U.S. Trump presidency. 

Compliance officers have therefore had to deal with updates not only to what will be changing but also when those changes will be happening.