Conduct Risk Report 2016

Thomson Reuters third annual survey on how financial services firms are managing conduct risk has identified distinct industrywide trends against which firms can benchmark their own progress. Compliance and risk practitioners from more than 260 financial services firms across the world, including banks, brokers, asset managers and insurers took part in the survey, which closed in Q4 2015. Given the sharpening regulatory focus on Global Systemically Important Financial Institutions (G-SIFIs), Thomson Reuters specifically asked G-SIFIs to identify themselves to enable comparison between themselves and other, smaller firms.
City workers cross London Bridge during the evening rush-hour in the City of London October 8, 2008.
REUTERS/Toby Melville