Culture and Conduct Risk 2018

Thomson Reuters has undertaken its fifth annual survey on how firms around the world are managing the challenges presented by the regulatory focus on culture and conduct risk. As in previous years, the research provides an opportunity for firms, and specifically compliance practitioners, to give their views and opinions on how they manage culture and mitigate conduct risk in the financial services industry. Since its inception, the survey has highlighted distinct industry-wide and year-on year trends against which firms can benchmark their own progress and has proved to be a valuable and trusted resource for firms and their compliance officers. Last year’s report was read by more than 5,000 entities including global systemically important financial institutions (G-SIFIs), regulators, local government, law firms and consultancies.