- World-Check (39)
- Enhanced Due Diligence (38)
- World-Check One (33)
- Country Risk Ranking (32)
- Screening Resolution Service (32)
- Org ID (24)
- Transaction Monitoring (22)
- Client Onboarding (21)
- Enterprise Risk Manager (13)
- AutoAudit (9)
- Compliance Learning (6)
- Compliance Manager (5)
- Thomson Reuters Reference Data (5)
- Conflicts Compliance (3)
- Regulatory Intelligence (3)
- Audit Management (2)
- Connected Risk (2)
- LEI Profiling (2)
- Model Risk Management (1)
The absence of harmonization in guidance and expectations has led to multiple approaches and interpretations of KYC laws across the financial services industry. While a genuine desire for standardization exists, in reality variances in implementation between countries and, frequently, within a...
Against a backdrop of escalating costs, complex manual processes and increased regulatory scrutiny, financial institutions are required to critically evaluate their operating procedures and look to innovative technologies to retain profitability and ensure compliance with global regulations.
This paper explores the global regulatory efforts driving change within model risk management and the emerging guidelines that are providing structure to model risk.
This article takes a look at the systemic weaknesses within China’s financial system that have been in the spotlight in recent years as a result of multiple money-laundering investigations spanning the globe. China has responded to increased pressure and criticism that the mainland is “becoming...
Less than 1% of financial crime through the banking system is identified. The remainder creates waste for banks, destroys trust and negatively impacts society. This paper looks at the evolution of the relationship between banking and crime, including the history, the present and the potential...
This paper explores how the changing role of an Internal Audit impacts how an audit team must collaborate with other functions in providing assurance, how this impacts data consumption and, in turn, how this shapes technology requirements.
Artificial Intelligence (AI) was once the domain of fanciful science fiction books and films, but now the technology has become commonplace. From driverless vehicles to virtual assistants like Alexa and Siri, AI has become a part of everyday life. Now AI is having a significant impact on...
The regulatory backdrop against which banks, other FIs and regulated entities must conduct their KYC is characterized by complexity. Where will this take us in 2017 and will KYC managed services provide the answer?
Compliance Week and the Open Compliance and Ethics Group have teamed up to provide readers with this regular illustrated series on governance, risk, and compliance programs.
The purpose of this article is to introduce the main legislative instruments that can be leveraged to effectively fight against corruption and also to map their existence (or nonexistence) and level of enforcement in the national legal systems of some CEE countries.