Conduct regulation: a global dynamic
This whitepaper explores the challenges that both organizations and regulators have faced in creating a framework to improve behavior and reduce conduct risk at financial services organizations. It also looks ahead to try and predict some important trends that are emerging around attempts by supervisors to prevent misconduct and protect customers.
Anticipate and navigate global regulatory compliance confidently with Thomson Reuters Regulatory Intelligence, providing a focused view of the global regulatory environment and empowering compliance professionals to make well-informed decisions to manage regulatory risk with confidence.
Customized online compliance training from Thomson Reuters, designed to fit your organization’s unique needs, including AML, diversity, sensitivity, and HIPAA courses.
World-Check, trusted and accurate source of risk intelligence made available to help you meet your regulatory obligations, make informed decisions, and help prevent your business from inadvertently being used to launder the proceeds of crime or association with corrupt business practices.